The Financial Regulatory Commission of Mongolia supervises Mongolia's non-bank financial sector, including securities-market regulated activities and licensing. Broker due diligence should distinguish an FRC securities-market licence from corporate registration and verify that the exact licensed entity, client-contracting entity and product permissions align.
RoleClaimed Mongolia securities-market regulator for MOT Capital Securities LLC. Scope for the exact OTC retail forex/CFD contracting route and entity alignment was not independently established.