Licence/statusregistered U.S. broker-dealer
RoleFederal securities regulator for Interactive Brokers LLC's U.S. broker-dealer activity
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United States
SEC — U.S. Securities and Exchange Commission
The SEC regulates U.S. securities markets and broker-dealers at federal level; broker-dealer registration should be cross-checked with FINRA BrokerCheck.
Official regulator website ↗Forex/CFD oversight strength98/100Comprehensive oversightThis score measures retail forex/CFD supervisory strength, including licensing depth, client-money and conduct rules, enforcement, complaints/compensation and whether the authority actually licenses this activity.
Verified relationships
Brokers connected to SEC
Licence/status8-41551
RoleRelated Doo Financial securities broker-dealer; not D Prime CFD onboarding
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Licence/status8-39420
RoleFederal broker-dealer registration, paired with FINRA CRD 21946
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