Licence/statusmember
RoleU.S. securities self-regulatory membership
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United States
FINRA — Financial Industry Regulatory Authority
FINRA is the U.S. securities broker-dealer self-regulatory organization. Firm CRD records are entity-specific.
Official regulator website ↗Forex/CFD oversight strength98/100Comprehensive oversightThis score measures retail forex/CFD supervisory strength, including licensing depth, client-money and conduct rules, enforcement, complaints/compensation and whether the authority actually licenses this activity.
Verified relationships
Brokers connected to FINRA
Licence/statusFINRA CRD 298361 / SEC 8-70212
RoleU.S. securities broker-dealer; FINRA member and SIPC member
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Licence/statusCRD 24409
RoleRelated Doo Financial broker-dealer self-regulatory membership; not D Prime CFD onboarding
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Licence/statusCRD 288933
RoleU.S. securities broker-dealer relationship; not a retail forex/CFD licence
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Licence/statusCRD 21946
RoleSeparate US securities broker-dealer
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Licence/statusCRD 316822
RoleCurrent U.S. securities broker-dealer. BrokerCheck reports securities/ETF business rather than CFTC/NFA retail-forex or CFD activity.
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Licence/statusCRD 28602
RoleU.S. broker-dealer SRO membership.
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